BrokerCheck Report
METRIC POINT CAPITAL, LLC
Section Title
Report Summary
Firm History
CRD# 287519
1
8
Firm Profile 2 - 7
Page(s)
Firm Operations 9 - 14
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METRIC POINT CAPITAL, LLC
CRD# 287519
SEC# 8-69901
Main Office Location
TWO STAMFORD PLAZA, 281 TRESSER BLVD.
15TH FLOOR
STAMFORD, CT 06901
Regulated by FINRA Boston Office
Mailing Address
TWO STAMFORD PLAZA, 281 TRESSER BLVD.
15TH FLOOR
STAMFORD, CT 06901
Business Telephone Number
860-478-7359
Report Summary for this Firm
This report summary provides an overview of the brokerage firm. Additional information for this firm can be found
in the detailed report.
Disclosure Events
Brokerage firms are required to disclose certain
criminal matters, regulatory actions, civil judicial
proceedings and financial matters in which the firm or
one of its control affiliates has been involved.
Are there events disclosed about this firm? No
Firm Profile
This firm is classified as a limited liability company.
This firm was formed in Delaware on 09/13/2016.
Its fiscal year ends in December.
Firm History
Information relating to the brokerage firm's history
such as other business names and successions
(e.g., mergers, acquisitions) can be found in the
detailed report.
Firm Operations
Is this brokerage firm currently suspended with any
regulator? No
This firm conducts 4 types of businesses.
This firm is not affiliated with any financial or
investment institutions.
This firm does not have referral or financial
arrangements with other brokers or dealers.
This firm is registered with:
• the SEC
• 1 Self-Regulatory Organization
• 27 U.S. states and territories
/www.finra.org/brokercheck User Guidance
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 1
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This firm is classified as a limited liability company.
This firm was formed in Delaware on 09/13/2016.
CRD#
This section provides the brokerage firm's full legal name, "Doing Business As" name, business and mailing
addresses, telephone number, and any alternate name by which the firm conducts business and where such name is
used.
Firm Profile
Firm Names and Locations
Its fiscal year ends in December.
METRIC POINT CAPITAL, LLC
SEC#
287519
8-69901
Main Office Location
Mailing Address
Business Telephone Number
Doing business as METRIC POINT CAPITAL, LLC
860-478-7359
Regulated by FINRA Boston Office
TWO STAMFORD PLAZA, 281 TRESSER BLVD.
15TH FLOOR
STAMFORD, CT 06901
TWO STAMFORD PLAZA, 281 TRESSER BLVD.
15TH FLOOR
STAMFORD, CT 06901
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 2
/www.finra.org/brokercheck User Guidance
This section provides information relating to all direct owners and executive officers of the brokerage firm.
Direct Owners and Executive Officers
Firm Profile
Position
Percentage of Ownership
Is this a public reporting
company?
Position Start Date
Does this owner direct the
management or policies of
the firm?
ALMPC, LLC
MEMBER
25% but less than 50%
No
Domestic Entity
10/2018
Yes
Is this a domestic or foreign
entity or an individual?
Legal Name & CRD# (if any):
Position
Percentage of Ownership
Is this a public reporting
company?
Position Start Date
Does this owner direct the
management or policies of
the firm?
CPS LINEAGE, LLC
MEMBER
25% but less than 50%
No
Domestic Entity
10/2018
Yes
Is this a domestic or foreign
entity or an individual?
Legal Name & CRD# (if any):
Position
Percentage of Ownership
Position Start Date
Does this owner direct the
management or policies of
the firm?
MPC HOLDCO, LLC
MEMBER
25% but less than 50%
Domestic Entity
10/2018
Yes
Is this a domestic or foreign
entity or an individual?
Legal Name & CRD# (if any):
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 3
/www.finra.org/brokercheck User Guidance
Direct Owners and Executive Officers (continued)
Firm Profile
Is this a public reporting
company?
Does this owner direct the
management or policies of
the firm?
No
Yes
Position
Percentage of Ownership
Is this a public reporting
company?
Position Start Date
Does this owner direct the
management or policies of
the firm?
EDMONDS, BRENDAN MORGAN
CHIEF COMPLIANCE OFFICER
Less than 5%
No
Individual
09/2016
Yes
4940382
Is this a domestic or foreign
entity or an individual?
Legal Name & CRD# (if any):
Position
Percentage of Ownership
Is this a public reporting
company?
Position Start Date
Does this owner direct the
management or policies of
the firm?
LEYKIKH, ALEXANDER LVOVICH
CHIEF EXECUTIVE OFFICER
Less than 5%
No
Individual
09/2016
Yes
3270133
Is this a domestic or foreign
entity or an individual?
Legal Name & CRD# (if any):
WEIDNER, JAMES DANIEL
Individual
4861441
Is this a domestic or foreign
entity or an individual?
Legal Name & CRD# (if any):
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC
4
/www.finra.org/brokercheck User Guidance
Direct Owners and Executive Officers (continued)
Firm Profile
Position
Percentage of Ownership
Is this a public reporting
company?
Position Start Date
Does this owner direct the
management or policies of
the firm?
PFO, POO
Less than 5%
No
Individual
10/2018
Yes
Is this a domestic or foreign
entity or an individual?
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 5
/www.finra.org/brokercheck User Guidance
This section provides information relating to any indirect owners of the brokerage firm.
Indirect Owners
Firm Profile
EDMONDS, BRENDAN MORGAN
MEMBER
CPS LINEAGE, LLC
75% or more
No
Individual
10/2018
Yes
4940382
Legal Name & CRD# (if any):
Is this a domestic or foreign
entity or an individual?
Company through which
indirect ownership is
established
Relationship to Direct Owner
Relationship Established
Percentage of Ownership
Does this owner direct the
management or policies of
the firm?
Is this a public reporting
company?
LEYKIKH, ALEXANDER LVOVICH
MEMBER
ALMPC, LLC
75% or more
No
Individual
10/2018
Yes
3270133
Legal Name & CRD# (if any):
Is this a domestic or foreign
entity or an individual?
Company through which
indirect ownership is
established
Relationship to Direct Owner
Relationship Established
Percentage of Ownership
Does this owner direct the
management or policies of
the firm?
Is this a public reporting
company?
WEIDNER, JAMES DANIEL
4861441
Legal Name & CRD# (if any):
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 6
http:/ /www.finra.org/brokercheck User Guidance
Indirect Owners (continued)
Firm Profile
MEMBER
MPC HOLDCO, LLC
75% or more
No
Individual
10/2018
Yes
4861441
Is this a domestic or foreign
entity or an individual?
Company through which
indirect ownership is
established
Relationship to Direct Owner
Relationship Established
Percentage of Ownership
Does this owner direct the
management or policies of
the firm?
Is this a public reporting
company?
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 7
/www.finra.org/brokercheck User Guidance
Firm History
This section provides information relating to any successions (e.g., mergers, acquisitions) involving the firm.
No information reported.
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 8
/www.finra.org/brokercheck User Guidance
Firm Operations
Registrations
This section provides information about the regulators (Securities and Exchange Commission (SEC), self-regulatory
organizations (SROs), and U.S. states and territories) with which the brokerage firm is currently registered and
licensed, the date the license became effective, and certain information about the firm's SEC registration.
This firm is currently registered with the SEC, 1 SRO and 27 U.S. states and territories.
SEC Registration Questions
This firm is registered with the SEC as:
A broker-dealer:
A broker-dealer and government securities broker or dealer:
A government securities broker or dealer only:
This firm has ceased activity as a government securities broker or dealer:
Yes
No
No
No
Federal Regulator Status Date Effective
SEC Approved 07/07/2017
Self-Regulatory Organization Status Date Effective
FINRA Approved 07/07/2017
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 9
/www.finra.org/brokercheck User Guidance
Firm Operations
Registrations (continued)
U.S. States &
Territories
Status Date Effective
Arizona Approved 11/08/2017
California Approved 07/21/2017
Colorado Approved 02/08/2018
Connecticut Approved 07/21/2017
District of Columbia Approved 10/04/2017
Florida Approved 04/20/2018
Georgia Approved 09/20/2017
Illinois Approved 07/21/2017
Indiana Approved 11/28/2017
Louisiana Approved 11/09/2017
Maryland Approved 01/22/2018
Massachusetts Approved 09/28/2017
Michigan Approved 01/22/2018
Minnesota Approved 02/22/2018
Missouri Approved 02/15/2018
New Jersey Approved 10/12/2017
New Mexico Approved 01/25/2018
New York Approved 07/21/2017
North Carolina Approved 11/06/2017
Ohio Approved 01/08/2018
Oregon Approved 10/23/2017
Pennsylvania Approved 01/09/2018
Tennessee Approved 11/17/2017
Texas Approved 09/25/2017
Virginia Approved 03/07/2018
Washington Approved 02/16/2018
Wisconsin Approved 01/23/2018
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 10
/www.finra.org/brokercheck User Guidance
Firm Operations
Types of Business
This section provides the types of business, including non-securities business, the brokerage firm is engaged in or
expects to be engaged in.
This firm currently conducts 4 types of businesses.
Types of Business
Broker or dealer selling oil and gas interests
Broker or dealer selling tax shelters or limited partnerships in primary distributions
Broker or dealer selling tax shelters or limited partnerships in the secondary market
Private placements of securities
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 11
http://www.finra.org/brokercheck User Guidance
Firm Operations
Clearing Arrangements
This firm does not hold or maintain funds or securities or provide clearing services for other broker-dealer(s).
Introducing Arrangements
This firm does not refer or introduce customers to other brokers and dealers.
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 12
/www.finra.org/brokercheck User Guidance
Firm Operations
Industry Arrangements
This firm does not have books or records maintained by a third party.
This firm does not have accounts, funds, or securities maintained by a third party.
This firm does not have customer accounts, funds, or securities maintained by a third party.
This firm does not have individuals who control its management or policies through agreement.
This firm does not have individuals who wholly or partly finance the firm's business.
Control Persons/Financing
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 13
/www.finra.org/brokercheck User Guidance
Firm Operations
Organization Affiliates
This section provides information on control relationships the firm has with other firms in the securities, investment
advisory, or banking business.
This firm is not, directly or indirectly:
· in control of
· controlled by
· or under common control with
the following partnerships, corporations, or other organizations engaged in the securities or investment
advisory business.
This firm is not directly or indirectly, controlled by the following:
· bank holding company
· national bank
· state member bank of the Federal Reserve System
· state non-member bank
· savings bank or association
· credit union
· or foreign bank
©2022 FINRA. All rights reserved. Report about METRIC POINT CAPITAL, LLC 14
/www.finra.org/brokercheck User Guidance
End of Report
